Alternative Trading Systems

Results: 286



#Item
141Finance / Algorithmic trading / Financial system / Financial markets / Financial economics / Alternative Trading Systems

FORM 21-101F4 CESSATION OF OPERATIONS REPORT FOR ALTERNATIVE TRADING SYSTEM 1.

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:17:45
142Financial system / Securities Exchange Act / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Trade Reporting And Compliance Engine / Commodity Futures Trading Commission / Alternative Trading Systems / Self-regulatory organization / Security / United States securities law / Financial regulation / Financial economics

[removed]Federal Register / Vol. 79, No[removed]Wednesday, June 4, [removed]Notices further analysis of the Pilot Program and a determination of how the Program shall be structured in the future. In

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Source URL: www.c2exchange.com

Language: English - Date: 2014-06-04 08:55:46
143Financial regulation / Financial system / United States securities law / Finance / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Alternative Trading Systems / United States Securities and Exchange Commission / Financial economics / Financial markets

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: www.c2exchange.com

Language: English - Date: 2013-12-30 16:59:55
144Investment / United States Securities and Exchange Commission / Finance / Business / Electronic communication network / Alternative Trading Systems / Securities Exchange Act / Dark liquidity / Regulation NMS / Stock market / Financial markets / Financial economics

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 25, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2014-07-25 08:38:43
145Financial markets / Security / Repurchase agreement / Exchange-traded fund / Bond market / Stock market / Alternative Trading Systems / Algorithmic trading / Securities market / Financial economics / Finance / Investment

AMENDMENTS TO FORM 21-101F3 QUARTERLY REPORT OF MARKETPLACE ACTIVITIES Form 21-101F3 Quarterly Report of Alternative Trading System Activities is replaced with the following: FORM 21-101F3

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-08 11:47:05
146New Deal / Securities Act / Alternative Trading Systems / Financial regulation / Financial economics / Finance / Securities Exchange Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

AMENDMENTS TO NATIONAL INSTRUMENT[removed]MARKETPLACE OPERATION 1. National Instrument[removed]Marketplace Operation is amended by this Instrument.

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-08 11:47:05
147Finance / Algorithmic trading / Financial system / Financial markets / Financial economics / Alternative Trading Systems

AMENDMENTS TO FORM 21-101F2 INITIAL OPERATION REPORT ALTERNATIVE TRADING SYSTEM Form 21-101F2 – Initial Operation Report Alternative Trading System is replaced with the following: FORM 21-101F2

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-08 11:46:55
148Investment / Day trading / New York Stock Exchange / Securities Exchange Act / Algorithmic trading / Alternative Trading Systems / Market maker / Short / U.S. Securities and Exchange Commission / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]July 16, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2013-07-17 08:07:36
149Business / Alternative Trading Systems / Soft dollar / Securities Exchange Act / Short / Trading room / U.S. Securities and Exchange Commission / Broker / Financial economics / Financial markets / Finance

Comment Letter on s7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2006-03-09 15:47:23
150Finance / Investment / Regulation NMS / Order / Dark liquidity / Market maker / Alternative Trading Systems / Securities Exchange Act / Best execution / Financial markets / Financial economics / Stock market

April 4, 2014 Via Electronic Mail ([removed]) U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2014-04-08 10:27:23
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